Bulletin of Atomic Scientists 26 (Jan. 1970): 2-6.
HUGH H. ILTIS, PRIE L. LOUCKS, and PETER ANDREWS
Criteria for an Optimum Human Environment
In his arrogance toward nature, man is gambling that his superior
technology
will provide the essentials of food, clean water and pure air. What are
the risks
of such a gamble? Are these the only necessities? Drs. Iltis and Loucks
are
professors of botany at the University of Wisconsin, Madison. Mr.
Andrews is an
affiliated student in archeology and anthropology, St. John's College,
Cambridge, England
Almost every current issue of the
major science journals contains evidence of an overwhelming interest in
one urgent question: Shall a single species of animal, man, be
permitted to dominate the earth so that life, as we know it, is
threatened? The uniformity of the theme is significant but if there is
consensus, it is only as to the need for concern. Each discipline looks
differently at the problem of what to do about man's imminent potential
to modify the earth through environmental control. Proposals to study
ways of directing present trends in population, space and resource
relationships toward an "optimum" for man are so diverse as to bewilder
both scientists and the national granting agencies.
ARROGANCE TOWARD NATURE
It is no thirst for argument
that compels us to add a further view. Rather it is the sad recognition
of major deficiencies in policies guiding support of research on the
restoration of the quality of our environment. Many of us find the
present situation so desperate that even short-term treatments of the
symptoms look attractive. We rapidly loose sight of man's recent
origins, probably on the high African plains and the natural
environment that shaped him. Part of the scientific community also
accepts what Lynn White has called out Judeo-Christian arrogance toward
nature, and is gambling that our superior technology will deliver the
necessary food, clean water and fresh air. But are these the only
necessities? Few research proposals effectively ask whether man has
other than these basic needs, or whether there is a limit to the
artificiality of the environment that he can tolerate.
In addition, we wish to
examine which disciplines have the responsibility to initiate and carry
out the research needed to reveal the limits of man's tolerance to
environmental modification and control. We are especially concerned
that there is, on the one hand, an unfortunate conviction that social
criteria for environmental quality can have no innate biological basis
- that they are only conventions. Yet, on the other hand, there is
increasing evidence suggesting that mental health and the emotional
stability of populations may be profoundly influenced by frustrating
aspects of an urban, biologically artificial environment.
There have been numerous
proposals for large-scale inter-disciplinary studies of our environment
and of the future of man, but such studies must have sufficient breadth
to treat conflicting views and to seek to reconcile them. We know of no
proposal that would combine the research capabilities of a group
studying environmental design with those of a group examining the
psychological and mental health responses of man to natural landscapes.
The annual mass migration of city man into natural landscapes which
provide diversity is a matter of concern to the social scientist, whose
research will only be fully satisfactory when joined with studies that
quantify the landscape quality, the psychology of individual human
response, and the evolutionary basis of man's possible genetic
adaptations to nature. The following summary of recent work may provide
a basis for scientists in all areas to seek and support even greater
breadth in our studies of present and future environments for man.
"WEB OF LIFE"
Two major theses are sufficiently
well established to provide the positive foundation of our argument.
First, we believe the inter-dependency of organisms, popularly known as
the "web of life", is essential to maintaining life and a natural
environment as we know it. The suffocation of aquatic life in water
systems, and the spread of pollutants in the air and on the land, make
it clear that the "web of life" for many major ecosystems is seriously
threatened. The abrupt extinction of otherwise incidental organisms, or
their depletion to the point of no return, threatens permanently to
impair our fresh water systems and coastlines, as well as the
vegetation of urban regions.
Second, man's recent evolution is
now well enough understood for it to play a major part in elucidating
the total relation of man to his natural environment. The major
selection stresses operating on man's physical evolution have also had
some meaning for the development of social structures. These must be
considered together with the immense potential of learned adaptations
over the entire geologic period of this physical evolution.
Unfortunately, scientists, like most of us moderns, are city dwellers
dependent on social conventions, and so have become progressively more
and more isolated from the landscape where man developed, and where the
benchmarks pointing to man's survival may now be found. They, of all
men, must recognize that drastic environmental manipulations by modern
man must be examined as part of a continuing evolutionary sequence.
The immediacy of problems relating to
environmental control is so startling that the threat of a frightening
and unwanted future is another point of departure for our views. At the
present rate of advance in technology and agriculture, with an unabated
expansion of population, it will be only a few years until all of life,
even in the atmosphere and the oceans will be under the conscious
dictates of man. While this general result must be accepted by all of
us as inevitable, the methods leading to its control offer some
flexibility. It is among these that we must weigh and reweigh the
cost-benefit ratios, not only for the next 25 or 50 years, but for the
next 25,000 years or more. The increasing scope of the threat to man's
existence within this controlled environment demands radically new
criteria for judging "benefits to man" and "optimum environments."
It would be perverse not to
acknowledge the immense debt of modern man to technological
development. In mastering his environment, man has been permitted a
cultural explosion and attendant intricate civilization made possible
by the very inventiveness of modern agriculture, an inventiveness which
must not falter if the world is to feed even its present population.
Agricultural technology of the nineteenth and twentieth centuries, from
Liebig and the gasoline engine to hybrid corn, weed killers and
pesticides, has broken an exploitative barrier leading to greatly
increased production and prosperity in favored regions of the world.
But this very success has imposed upon man an even greater
responsibility for managing all of his physical and biotic environment
to his best and sustained advantage.
The view also has been
expressed recently that the "balance of nature", upset by massive use
of non-disintegrating detergents and pesticides, will be restored by
"new engineering." Such a view is necessarily based on the assumption
that it is only an engineering problem to provide "an environment [for
man] relatively free from unwanted man-produced stress." But when the
engineering is successful, the very success dissipates our abilities to
see the human being as part of a complex biological balance. The more
successful technology and agriculture become, the more difficult it is
to ask pertinent questions and to expect sensible answers on the
long-range stability of the system we build.
THE RIGHT QUESTIONS?
Inspired by recent success, some
chemical and agricultural authorities still hold firmly that we can
feed the world by using suitable means to increase productivity, and
there is a conviction that we can and must bend all of nature to our
human will. But if open space were known to be as important to man as
food, would we not find ways to assure both? Who among us has such
confidence in modern science and technology that he is satisfied we
know enough, or that we are even asking the right questions, to ensure
our survival beyond the current technological assault upon our
environment. The optimism of post-World War II days that man can solve
his problems - the faith in science that we of Western culture learn
almost as infants - appears more and more unfounded.
To answer "what does man now
need?" we must ask "where has he come from?" and "what evidence is
there of continuing genetic ties to surroundings similar to those of
his past?"
Theodosius Dobzhansky and others
have stressed that man is indeed unique, but we cannot overlook the
fact that the uniqueness does not separate him from animals. Man is the
product of over a hundred million years of evolution among mammals,
over 45 million years among primates, and over 15 million years among
apes. While his morphology has been essentially human for about two
million years, the most refined neurological and physical attributes
are perhaps but a few hundred thousand years old.
SELECTION AND ADAPTATION
G. G. Simpson notes that those
among our primate ancestors with faulty senses, who misjudged distances
when jumping for a tree branch or who didn't hear the approach of
predators, died. Only those with the agility and alertness that
permitted survival in ruthless nature lived to contribute to our
present-day gene pool. Such selection pressure continued with little
modification until the rise of effective medical treatment and social
reforms during the last five generations. In the modern artificial
environment it is easy to forget the implications of selection and
adaptation. George Schaller points out in "The Year of the Gorilla"
that the gorilla behaves in the zoo as a dangerous and erratic brute.
But in his natural environment in the tropical forests of Africa, he is
shy, mild, alert and well-coordinated. Neither gorilla nor man can be
fully investigated without considering the environments to which he is
adapted.
Unique as we may think we
are, it seems likely that we are genetically programmed to a
natural habitat of clean air and a varied green landscape, like any
other mammal. To be relaxed and feel healthy usually means simply
allowing our bodies to react as evolution has equipped them to do for
100 million years. Physically and genetically we appear best adapted to
a tropical savanna, but as a civilized animal we adapt culturally to
cities and towns. For scores of centuries in the temperate zones we
have tried to imitate in our houses not only the climate, but the
setting of our evolutionary past: warm humid air, green plants, and
even animal companions. Today those of us who can afford it may even
build a swimming pool next to our living room, buy a place in the
country, or at least take our children vacationing at the seashore. The
specific physiological reactions to natural beauty and diversity, to
the shapes and color of nature, especially to green, to the motions and
sounds of other animals, we do not comprehend and are reluctant to
include in studies of environmental quality. Yet it is evident that
nature in our daily lives must be thought of, not as a luxury to be
made available if possible, but as part of our inherent indispensable
biological need. It must be included in studies of resource policies
for man.
DEPENDENCE ON NATURE
Studies in anthropology,
psychology, ethology and environmental design have obvious implications
for our attempts to structure a biologically sound human environment.
Unfortunately, these results frequently are masked by the specifics of
the studies themselves. Except for some pioneer work by Konrad Lorenz
followed up at several symposia in Europe, nothing has been done to
systematize these studies or extend their implications to modern social
and economic planning. For example, Robert Ardrey's popular work, "The
Territorial Imperative," explores territoriality as a basic animal
attribute, and tries to extend it to man. But his evidence is somewhat
limited, and we have no clear conception of what the thwarting of this
instinct does to decrease human happiness. The more extensive studies
on the nature of aggression explore the genetic roots of animal
conflicts, roots that were slowly developed by natural selection over
millions of generations. These studies suggest that the sources of
drive, achievement, and even of conflict within the family and war
among men are likely to be related to primitive animal responses as
well as to culture.
Evidence exists that
man is genetically adapted to a nomadic hunting life, living in small
family groups and having only rare contact with larger groups. As such
he led a precarious day-to-day existence, with strong selective removal
due to competition with other animals, including other groups of
humans. Such was the population structure to which man was ecologically
restricted and adapted until as recently as 500 generations ago. Unless
there has since been a shift in the major causes of human mortality
before the breeding age (and except for resistance to specific diseases
there is no such evidence), this period is far too short for any
significant changes to have occurred in man's genetic makeup.
Studies of
neuro-physiological responses to many characteristics of the
environment are also an essential part of investigating genetic
dependence on natural as opposed to artificial environment. The rapidly
expanding work on electroencephalography in relation to stimuli is
providing evidence of a need for frequent change in the environment for
at least short periods, or, more specifically, for qualities of
diversity in it. There is reason to believe that the electrical rhythms
in the brain are highly responsive to changes in surroundings when
these take the full attention of the subject. The rise of mechanisms
for maintaining constant attention to the surroundings can be seen
clearly as a product of long-term selection pressures in a "hunter and
hunted" environment. Conversely, a monotonous environment produces wave
patterns contributing to fatigue. One wonders what the stimuli of brick
and asphalt jungles, or the monotony of corn fields, do to the nervous
system. Biotic as well as cultural diversity, from the neurological
point of view, may well be fundamental to the general health that
figures prominently in the discussions of environmental quality.
RESULTS WITH PATIENTS
The interesting results of Maxwell Weismann in
taking chronically hospitalized mental patients camping are also worth
noting. Hiking through the woods was the most cherished activity. Some
35 of the 90 patients were returned to their communities within three
months after the two-week camping experience. Other studies have shown
similar results. Many considerations are involved, but it seems
possible that in a person whose cultural load has twisted normal
functioning into bizarre reactions, his innate genetic drives still
continue to function. Responses attuned to natural adaptations would
require no conscious effort. An equally plausible interpretation of
Weismann's results is that the direct stimuli of the out-of-doors, of
nature alone, produces a response toward the more normal. A definitive
investigation of the bases for these responses is needed as guidance to
urban planners and public health specialists.
These examples are concerned with the negative
effects which many see as resulting from the unnatural qualities of
man's present, mostly urban, environment. Aldous Huxley ventures a
further opinion as he considers the abnormal adaption of those hopeless
victims of mental illness who appear most normal : "These millions of
abnormally normal people, living without fuss in a society to
which, if they were fully human beings, they ought not to be adjusted,
still cherish 'the illusion of individuality,' but in fact they have
been to a great extent de-individualized. Their conformity is
developing into something like uniformity. But uniformity and freedom
are incompatible. Uniformity and mental health are incompatible as well
. . . . Man is not made to be an automaton, and if he becomes one, the
basis for mental health is lost."
Clearly, a program of research could tell us
more about man's subtle genetic dependence on the environment of his
evolution. But of one thing we can be sure: only from study of human
behavior in its evolutionary context can we investigate the influence
of the environment on the life and fate of modern man. Even now we can
see the bases by which to judge quality in our environment, if we are
to maintain some semblance of one which is biologically optimum for
humans.
We do not plead for a return to nature,
but for re-examination of how to use science and technology to create
environments for human living. While sociological betterment of the
environment can do much to relieve poverty and misery, the argument
that an expanding economy and increased material wealth alone would
produce a Utopia is now substantially discounted. Instead, a natural
concern for the quality of life in our affluent society is evident. But
few economists have tried to identify the major elements of the quality
we seek, and no one at all has attempted to use evolutionary principles
in the search for quality. Solutions to the problems raised by attempts
to evaluate quality will not be found before there is tentative
agreement on the bases for judging an optimum human environment. A
large body of evidence from studies in evolution, medicine, psychology,
sociology, and anthropology suggests clearly that such an environment
will be a compromise between one in which humans have maximum contact
with the properties of the environment to which they are innately
adapted, and a more urban environment in which learned adaptations and
social conventions are relied upon to overcome primitive needs.
Our option to choose a balance between
these two extremes runs out very soon. Awareness of the urgency to do
something is national, and initial responses may be noted in several
well-established but relatively narrow scientific disciplines. There
has been the recent revival of eugenics. A balanced view has been
proposed by Leonard Ornstein (Bulletin, June 1967) who agrees with
others that positive improvements in man's genetic make-up must wait
until we are vastly more knowledgeable. He recommends control of
degenerating effects from uncontrolled mutation (in the absence of high
selection) until more positive measures can be taken.
AN "IMPOSSIBLE" CHALLENGE
More extreme views have been expressed that
man could be changed genetically to fit any future, but the means to do
this and the moral justification of the aims sought are still far from
being resolved. Many support the so-called evolutionary and
technological optimists who, unlike their forefathers of little more
than a generation ago, believe man can be changed radically when the
time comes. They show a faith that science has proved its ability to
draw on an expanding technology to do the impossible. The
technologically impossible seems to have been accomplished time and
time again during the past two or three generations, and may happen
again. But some important scientific objectives have not been achieved,
and we are likely to become more aware of the failures of science, of
the truly impossible, as the irreversible disruptions of highly complex
biological systems become more evident.
We suggest that the alternative to
genetic modification of man is to select a course where the objectives
only verge on the impossible. Let us regard the study and documentation
of criteria for an environmental optimum as the "impossible" challenge
for science and technology in the next two decades! Although
considerable research in biology, sociology, and environmental design
is already directed to this objective, there are several other types of
study required that we outline briefly, simply to indicate the scope of
the scope of the challenge.
First, a thorough examination must be
undertaken of the extent to which man's evolutionary heritage dominates
his activity both as an individual and in groups. The survival
advantage of certain group activities has clearly figured in his
evolutionary success and adaptive culture. Although cultural adaptation
now dominates the biological in the evolution of man, his basic animal
nature has not changed. Research leading to adequate understanding of
the need to meet innate genetic demands lies in the field of biology,
and more specifically in a combination of genetics, physical
anthropology and ethology.
Second, we need to understand more of how
cultural adaptations and social conventions of man permit him to
succeed in an artificial environment. Cultural adaptation is the basis
of his success as a gregarious social animal, and it will continue to
be the basis by which he modifies evolutionarily imposed adaptations.
Medical studies suggest there may be a limit to the magnitude of
cultural adaptations, and that for some people this is nearly reached.
Studies in sociology, cultural anthropology and psychology are all
necessary to such research, in combination with environmental design
and quantitative analysis of diversity in the native landscape.
Third, relationships between the health of
individuals, both mental and physical, and the properties of the
environment in which they live should be a fundamental area of
research. It is easy to forget that we should expect as much genetic
variability in the capacity of individuals to adjust to
artificial environments as we find in the physical characteristics of
man. Some portions of the population should be expected to have a
greater inherent commitment to the natural environment, and will react
strongly if deprived of it. Others may be much more neutral. Studies of
the population as a whole must take into account the variability in
reaction, and must therefore consider population genetics as well as
psychiatry and environmental design.
Fourth, environmental qualities should be
programmed so as to optimize for the maximal expression of evolutionary
(i. e. human) the capabilities at the weakest link in the ontogenic
development of human needs. While there are many critical periods
during our life, we believe the ties to natural environments to be most
vital during youth. We have abundant evidence on our campuses and in
our cities that the dislodgement of youth presents one - if not
the most- serious obstacle to successful adoption of more complex
social structures. The dislodgement of man in an artificial environment
will vary throughout his ontogeny. Even the small child or infant
cannot be expected to be indifferent to changes in the gross
characteristics of his community, as he cannot within his own family.
Young men and women accept many of the
modern social conventions, but retain the highly questioning mind that
once led to new and better ways to hunt and forage. By early middle
age, man's physical and mental agility has changed and he becomes a
stronger adherent to the social conventions that make his own society
possible. During the rise of modern man on the high African plains, and
continuing into modern primitive societies, each community was very
much dependent on its young men. They contributed to hunting and
community protection through their strength and agility, commodities
for which there is declining demand in modern society. Survival in the
primitive groups was to some degree dependent on the willingness of
youth to innovate and take risks, and this has become a fixed
adaptation, requiring outlets of expression.
Over 30 years ago, sociologist W.F.
Ogburn suggested that society in the future would require "prolonging
infancy to , say, thirty or forty years or even longer." Is not our
20-year educational sequence a poorly-veiled attempt to do just that ?
From an evolutionary point of view will not this dislodgement of youth
present the most serious obstacle to successful adoption of more
complex social structures? We are compelled to acknowledge that
our over-all technological environment for youth has not compensated
for the loss of the challenges of the hunt and the freedom of the
Veldt. The disruptions on our campuses and in the cities indicates the
need to plan environmental optima for this weakest link in the human
need for expression of evolutionary capabilities.
Finally, systems ecology is developing
the capacity for considering all of the relationships and their
interactions simultaneously. The notion of fully describing the optimum
for any organism may seem presumptuous. It requires measurement of
every type of response, particularly behavioral responses, and their
statement as a series of component equations. Synthesis in the form of
a complex model permits mathematical examination of an optimum for the
system as a whole. Until recently it seemed more reasonable to study
such optimization for important resources such as fisheries, but the
capability is available and relevant to the study of the environmental
optimum of man, and its application must now be pursued vigorously.
These five approaches to the study of
human environment provide an objective base for investigating the
environmental optimum for man. We cannot close this discussion,
however, without pointing out that the final decision, both as to the
choice of the optimum and its implementation, is an ethical one. There
is an optimum for the sick, and another for the well; there is an
optimum for the maladjusted, and another for the well-adjusted. But in
treating the problems of the poor and minority groups, in our
preoccupation with their immediate relief, we may continue to overlook
the ways in which cultural demands of the modern, sub-optimum
environment go far beyond the capacity of learned adaptations.
A COMPROMISE?
Considering our scientific effort to
learn the functions and structure of the human body, and of the
physical environment around us, the limited knowledge of man's
relationships to his environment is appalling. Because of the very
success of our scientific establishment we are faced with population
densities and environmental contaminants that have left us no
alternative but to undertake control of the environment itself. In this
undertaking let us understand the need to choose a humane compromise -
a balance between the evolutionary demands we cannot deny except with
great emotional and physical misery, and the fruits of an unbelievably
varied civilization we are loath to give up.
Yet are we even considering such a compromise?
With rare exceptions are we not continuing to destroy much that remains
of man's natural environment with little thought for the profit of the
remote future? In the conflict between preservationists and
industrialists (or agriculturalists) the latter have had it their way,
standing as they do for "progress" and "modern living." While the
balance between these conflicts is slowly changing, preservationists
continue to be regarded as sentimentalists rather than realists.
Theodosius Dobzhansky says that "the
preponderance of cultural over biological evolution will continue to
increase in the foreseeable future." We could not wish this to be
otherwise; adaptation to the environment by culture is more rapid and
efficient than biological adaptation. But social structures cannot
continue indefinitely to become more complex and further removed from
evolutionary forces. At some stage a compromise must be reached with
man's innate evolutionary adaptability.
NEED FOR CONTINUING STUDY
We believe that the evidence of man's need for nature, particularly its
diversity, is sufficient to justify a determined effort by the
scientific community to obtain definitive answers to the questions we
have posed. The techniques for studying the problems are to be found in
separate disciplines, and there is a sufficient measure of willingness
among scientists to undertake the new approaches. But the first steps
will be faltering and financial support will be slow in coming.
Now that buttercups are rare, at least
symbolically, and springs often silent, why study them? Have there not
already been several generations for whom the fields and woods are
nearly a closed book? We could encourage the book to close forever, and
we might succeed, but in doing so we might fail disastrously. The
desire to see and smell and know has not yet been suppressed and
enthusiasm for natural history continues to bring vitality to
millions. Let us recognize that we are a product of evolution, without
apology for the close affinities with our primate forebears. We need
only prepare consciously to make a compromise between our cultural and
our genetic heritage by striking a balance of social structures with
maintenance of natural environments. Most important, we must discover
the mechanisms of environmental influence on man. There is no other
satisfactory approach to an optimum environment.